Books by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities.
The SEC's proposed auditor ind
The SEC's proposed auditor independence rules
Competition and transparency i
Competition and transparency in the financial marketplace of the future
Fees collected under the Securities Act of 1933 and the Securities Exchange Act of 1934
The changing face of capital m
The changing face of capital markets and the impact of electronic communications networks (ECN's)
Market circuit breakers
The Securities Litigation Uniform Standards Act of 1997--S. 1260
Derivatives disclosure and accounting
Social security investment in the securities markets
Securities litigation reform proposals, S. 240, S. 667, and H.R. 1058
Abandonment of the private right of action for aiding and abetting securities fraud/staff report on private securities litigation
Employee stock options
Reauthorizations for the Securities and Exchange Commission, 1994-95
Legislation to amend the Public Utility Holding Company Act of 1935
Securities Investor Protection Act of 1991
State and local governments under stress
The activities of Salomon Brothers, Inc., in treasury bond auctions
The Small Business Incentive Act of 1992
The Treasury-Federal Reserve-SEC report on improper activities in the government securities market
Limited partnership reorganiza
Limited partnership reorganizations, or "rollups"
Reauthorization of the Government Securities Act
The financial condition of the
The financial condition of the securities industry
The SEC/CFTC jurisdiction and
The SEC/CFTC jurisdiction and margin
Condition of the securities in
Condition of the securities industry
Corporate takeover legislation
Corporate takeover legislation
Globalization of the securitie
Globalization of the securities markets and S. 646, the International Securities Enforcement Cooperation Act of 1989
The impact of institutional in
The impact of institutional investors on corporate governance, takeovers, and the capital markets
The Market Reform Act of 1989
The Market Reform Act of 1989
The Securities Law Enforcement
The Securities Law Enforcement Remedies Act of 1989
The state of the U.S. financia
The state of the U.S. financial services industry
Reauthorizations for the Secur
Reauthorizations for the Securities and Exchange Commission, 1990-92
The International Securities E
The International Securities Enforcement Cooperation Act of 1988
Definition of insider trading
Definition of insider trading
Oversight of the Securities an
Oversight of the Securities and Exchange Commission and the securities industry
Reauthorizations for the Secur
Reauthorizations for the Securities and Exchange Commission, 1988-90
Securities and Exchange Commis
Securities and Exchange Commission proposed legislation
Encouragement of cogeneration
Encouragement of cogeneration activities by gas utility holding company systems
Impact of corporate takeovers
Impact of corporate takeovers
Reauthorizations for the Secur
Reauthorizations for the Securities and Exchange Commission, 1986-88
Regulation of government secur
Regulation of government securities
Fraud and abuse in the "Hot is
Fraud and abuse in the "Hot issues" and "Penny stock" markets
The Insider Trading Sanctions Act of 1983
Authorizations for the Securit
Authorizations for the Securities and Exchange Commission
Public Utility Holding Company Act amendments of 1983
The SEC's investigation of Tho
The SEC's investigation of Thomas Reed
The Southland Corporation inve
The Southland Corporation investigation
Disturbances in the U.S. secur
Disturbances in the U.S. securities market
Public Utility Holding Company
Public Utility Holding Company Act amendments
Securities activities of depos
Securities activities of depository institutions
Securities--commodities accord
Securities--commodities accord amendments of 1982
Protection of Shareholders' Rights Act of 1980
Authorization request for the
Authorization request for the Securities and Exchange Commission
Federal securities laws and sm
Federal securities laws and small business legislation
SEC authorizations
SEC authorizations
Securities investor protection
Securities investor protection act amendments
Investment advisers act amendm
Investment advisers act amendments of 1976
Municipal securities full disc
Municipal securities full disclosure act of 1976
Securities activities of commercial banks
Foreign investment act of 1975
Foreign investment act of 1975
Securities acts amendments of
Securities acts amendments of 1975
Institutional investors full d
Institutional investors full disclosure act
SEC authority over third marke
SEC authority over third market trading
Trading in municipal securitie
Trading in municipal securities
Fixed rates and institutional
Fixed rates and institutional membership
National securities market sys
National securities market system act of 1973
Regulation of clearing agencie
Regulation of clearing agencies and transfer agents
Clearance and settlement of se
Clearance and settlement of securities transactions
Institutional membership on na
Institutional membership on national securities exchanges
Stock exchange commission rate
Stock exchange commission rates